-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SmpiLLtNZGCt2FIwCJwNRhxWuXdcb75N8sFl0pf4ObOYs2Q381hqXp41MEPt6yjj JUK+OFiDELMz9xP/FMn7Kg== 0000810384-08-000003.txt : 20080130 0000810384-08-000003.hdr.sgml : 20080130 20080130160625 ACCESSION NUMBER: 0000810384-08-000003 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080130 DATE AS OF CHANGE: 20080130 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRIO TECH INTERNATIONAL CENTRAL INDEX KEY: 0000732026 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 952086631 STATE OF INCORPORATION: CA FISCAL YEAR END: 0625 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-39711 FILM NUMBER: 08561311 BUSINESS ADDRESS: STREET 1: 16139 WYANDOTTE ST. CITY: VAN NUYS STATE: CA ZIP: 91406 BUSINESS PHONE: 818-787-7000 MAIL ADDRESS: STREET 1: 16139 WYANDOTTE ST. CITY: VAN NUYS STATE: CA ZIP: 91406 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JAMES INVESTMENT RESEARCH INC CENTRAL INDEX KEY: 0000810384 IRS NUMBER: 310891459 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1349 FAIRGROUNDS RD STREET 2: P O BOX 8 CITY: ALPHA STATE: OH ZIP: 45301 BUSINESS PHONE: 9374267640 MAIL ADDRESS: STREET 1: P O BOX 8 CITY: ALPHA STATE: OH ZIP: 45301 SC 13G 1 sc13gtriotech.txt SC 13G TRIO-TECH INTERNATIONAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ___________)* TRIO-TECH INTERNATIONAL (Name of Issuer) COMMON STOCK (Title of Class of Securities) 896712205 (CUSIP Number) DECEMBER 31, 2007 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ X ] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No. 896712205 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). 31-0891459 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ X ] 3. SEC Use Only 4. Citizenship or Place of Organization OHIO Number of Shares Beneficially by Owned by Each Reporting Person With: 5. Sole Voting Power: 187305 6. Shared Voting Power: 0 7. Sole Dispositive Power: 187305 8. Shared Dispositive Power: 0 9. Aggregate Amount Beneficially Owned by Each Reporting Person 187305 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) 11. Percent of Class Represented by Amount in Row (9) 5.8% 12. Type of Reporting Person (See Instructions) IA Item 1. (a) Name of Issuer TRIO-TECH INTERNATIONAL (b) Address of Issuers Principal Executive Offices 14731 CALIFA STREET VAN NUYS, CALIFORNIA 91411 Item 2. (a) Name of Person Filing JAMES INVESTMENT RESEARCH, INC. (b) Address of Principal Business Office or, if none, Residence 1349 FAIRGROUND ROAD XENIA, OHIO 45385 (c) Citizenship UNITED STATES (d) Title of Class of Securities COMMON STOCK (e) CUSIP Number 896712205 Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ]Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ]Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ]Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ]Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). (e) [ X ]An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) [ ]An employee benefit plan or endowment fund in accordance with 240.13d-1(b) (1)(ii)(F); (g) [ ]A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) [ ]A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ]A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ]Group, in accordance with 240.13d-1(b) (1)(ii)(J). Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: 187305 (b) Percent of class: 5.8% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 187305 (ii) Shared power to vote or to direct the vote 0 (iii) Sole power to dispose or to direct the disposition of 187305 (iv) Shared power to dispose or to direct the disposition of 0 Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ] NOT APPLICABLE Instruction: Dissolution of a group requires a response to this item. Item 6. Ownership of More than Five Percent on Behalf of another Person. NOT APPLICABLE Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company NOT APPLICABLE Item 8. Identification and Classification of Members of the Group: NOT APPLICABLE Item 9. Notice of Dissolution of Group: NOT APPLICABLE Item 10. Certification (a) The following certification shall be included if the statement is filed pursuant to 240.13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transactionhaving that purpose or effect. (b) The following certification shall be included if the statement is filed pursuant to 240.13d-1(c): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 30, 2008 Signature: THOMAS L. MANGAN Name/Title: SENIOR VICE PRESIDENT -----END PRIVACY-ENHANCED MESSAGE-----